DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Chelsea Advisory Services, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel W Goggins | Chelsea Advisory Services, Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2025 | Feb 25, 2026 (65 d) |
| Michael Kogan | Chelsea Advisory Services, Inc independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Dec 17, 2024 | Apr 6, 2026 (475 d) |
| Drew David Parisi | Chelsea Advisory Services, Inc independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2022 | May 12, 2022 |
| Ardis Owens | Chelsea Advisory Services, Inc independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 28, 2022 | Mar 20, 2023 (357 d) |
| Nicholas Spangler | Chelsea Advisory Services, Inc independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2021 | Mar 29, 2022 (118 d) |
| Christopher Lee Giles Tave | Chelsea Advisory Services, Inc independent RIA | Gann? no RAUM | RIA to a newly registered adviser | Mar 5, 2020 | Jun 23, 2020 (110 d) |
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6 moves match.