DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ironwood Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander David Marek | Ironwood Financial, LLC other | Ironwood Wealth Management, LLC no RAUM | Other | Feb 3, 2016 | Jul 10, 2015 |
| Rydan Durant Case | Ironwood Financial, LLC other | Ironwood Wealth Management, LLC no RAUM | Other | Feb 3, 2016 | May 18, 2015 |
| Cean Nicholas Kenefick-Rogers | Ironwood Financial, LLC other | Ironwood Wealth Management, LLC no RAUM | Other | Feb 3, 2016 | Jun 30, 2015 |
| Richard Erik Wagner | Ironwood Financial, LLC other | Ironwood Wealth Management, LLC no RAUM | Other | Feb 3, 2016 | Jun 30, 2015 |
| Edward P. Parolisi | Ironwood Financial, LLC other | Ironwood Wealth Management, LLC other | Other | Feb 3, 2016 | Mar 9, 2016 (35 d) |
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5 moves match.