DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ironwood Financial, LLC
Latest filing Jun 30, 2026
First filing on the tape Mar 15, 2012 · 40 filings
SEC status approved since Aug 17, 2009
RAUM
$663M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
80%
$531M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$82.8M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$663M as of Jun 30, 2026
Mar 15, 2012$146M then
HNW client RAUM$312M as of Jun 30, 2026
Feb 21, 2018$100M then
State-registered IARs (5.B.3)9 as of Jun 30, 2026
Mar 27, 20136 then
Employees (5.A)10 as of Jun 30, 2026
Mar 27, 201310 then
Private funds: no history
RAUM +15% over the last fiscal year+22% a year over threeIARs 7 to 9offices 0 to 1
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $82.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $397,449derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $48.1M, 84 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$312M47%
- Individuals$219M33%
- Corporations and businesses$100M15%
- Pension and profit-sharing plans$26.7M4.0%
- Charitable organizations$4.4M0.7%
- Individual clients
- 481reported
- HNW clients
- 107reported
- Pension plan clients
- 17reported
- Charitable clients
- n/areported
- Accounts
- 1,667reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $48.1M for 84 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robin Rodgers DolezalCertified Financial Planner | Tucson, Az | Oct 8, 2009 | 23 y | 2 |
| Daniel Shay Nentl | Tucson, Az | Oct 8, 2009 | 33 y | 2 |
| Alexander Devereaux ParrsCertified Financial Planner, Chartered Financial Consultant | Tucson, Az | Oct 8, 2009 | 23 y | 2 |
| David Cunningham Renzi | Tucson, Az | Mar 31, 2014 | 18 y | 1 |
| Emily Marie Delgado | Tucson, Az | Aug 17, 2020 | 13 y | 0 |
| David A. NiichelCertified Financial Planner | Tucson, Az | Dec 10, 2020 | 13 y | 1 |
| Martin Anthony SmithCertified Financial Planner | Tucson, Az | Mar 27, 2024 | 27 y | 0 |
| Darren Grant Hesselink | New Baltimore, Mi | Feb 19, 2026 | 14 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Rydan Durant Case to Ironwood Wealth Management, LLCFeb 3, 2016 · Other
- Cean Nicholas Kenefick-Rogers to Ironwood Wealth Management, LLCFeb 3, 2016 · Other
- Richard Erik Wagner to Ironwood Wealth Management, LLCFeb 3, 2016 · Other
- Alexander David Marek to Ironwood Wealth Management, LLCFeb 3, 2016 · Other
- Edward P. Parolisi to Ironwood Wealth Management, LLCFeb 3, 2016 · Other
Joined, latest
- Darren Grant Hesselink from Wealth Watch Advisors, IncFeb 19, 2026 · RIA to RIA
- David A. Niichel from Tci Wealth Advisors, Inc.Dec 10, 2020 · RIA to RIA
- David Cunningham Renzi from Next Financial Group, Inc.Mar 31, 2014 · Other
- Richard Erik Wagner from Next Financial Group, Inc.Jul 31, 2013 · Other
- Cean Nicholas Kenefick-Rogers from Marathon Advisors, IncOct 16, 2009 · Other
- Daniel Shay Nentl from Next Financial Group, Inc.Oct 8, 2009 · Other
- Alexander Devereaux Parrs from Next Financial Group, Inc.Oct 8, 2009 · Other
- Robin Rodgers Dolezal from Next Financial Group, Inc.Oct 8, 2009 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Ironwood Wealth Management, LLCFeb 3, 2016 · Tucson, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Rodgers Robin Dolezal · Chief Compliance Officercontrolsince 09/2014 · owns less than 5%
- Shay Daniel Nentl · Managing Membercontrolsince 07/2009 · owns less than 5%
- Devereaux Alexander Parrs · Managing Membercontrolsince 07/2009 · owns less than 5%
- Rodgers Robin Dolezal · Sole Membercontrolsince 09/2014 · owns 75% or more of Dolezal Wealth Management, LLC
- Shay Daniel Nentl · Sole Membercontrolsince 07/2009 · owns 75% or more of Dan Nentl, Pllc
- Devereaux Alexander Parrs · Sole Membercontrolsince 07/2009 · owns 75% or more of Alex Parrs, Pllc
Entity owners
- Alex Parrs, Pllc · Ownerdirect · owns 25% to 50%
- Dan Nentl, Pllc · Ownerdirect · owns 25% to 50%
- Dolezal Wealth Management, LLC · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tucson, Az · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 4, 2026HNW share of RAUM moved from 67.0% to 47.0% between the annual amendments of 2025-02-10 and 2026-03-04peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Advisory employees · 6 to 8Feb 4, 2026 to Mar 4, 2026
- Corporate clients · 23 to 19Feb 4, 2026 to Mar 4, 2026
- HNW clients · 116 to 107Feb 4, 2026 to Mar 4, 2026
- Individual clients · 425 to 481Feb 4, 2026 to Mar 4, 2026
- Pension plan clients · 18 to 17Feb 4, 2026 to Mar 4, 2026
- Assets in custody · $48.2M to $48.1MFeb 4, 2026 to Mar 4, 2026
- Employees · 7 to 10Feb 4, 2026 to Mar 4, 2026
- State-registered IARs · 7 to 9Feb 4, 2026 to Mar 4, 2026
- Discretionary RAUM · $561M to $658MFeb 4, 2026 to Mar 4, 2026
- HNW RAUM · $387M to $312MFeb 4, 2026 to Mar 4, 2026
- Individual RAUM · $153M to $219MFeb 4, 2026 to Mar 4, 2026
- Non-discretionary RAUM · $13.8M to $4.2MFeb 4, 2026 to Mar 4, 2026
- Pension RAUM · $12.9M to $26.7MFeb 4, 2026 to Mar 4, 2026
- RAUM · $575M to $663MFeb 4, 2026 to Mar 4, 2026
- Other offices · 0 to 1Dec 19, 2025 to Feb 4, 2026
- Accounts · 1,373 to 1,667Mar 26, 2024 to Feb 10, 2025
- Advisory employees · 7 to 6Mar 26, 2024 to Feb 10, 2025
- Corporate clients · 7 to 23Mar 26, 2024 to Feb 10, 2025
- HNW clients · 55 to 116Mar 26, 2024 to Feb 10, 2025
- Individual clients · 481 to 425Mar 26, 2024 to Feb 10, 2025
- Pension plan clients · 19 to 18Mar 26, 2024 to Feb 10, 2025
- Assets in custody · $140M to $48.2MMar 26, 2024 to Feb 10, 2025
- Financial planning clients · 101-250 to 251-500Mar 26, 2024 to Feb 10, 2025
- Discretionary RAUM · $454M to $561MMar 26, 2024 to Feb 10, 2025
- HNW RAUM · $247M to $387MMar 26, 2024 to Feb 10, 2025
- Individual RAUM · $195M to $153MMar 26, 2024 to Feb 10, 2025
- Non-discretionary RAUM · $2.8M to $13.8MMar 26, 2024 to Feb 10, 2025
- Pension RAUM · $8.2M to $12.9MMar 26, 2024 to Feb 10, 2025
- RAUM · $456M to $575MMar 26, 2024 to Feb 10, 2025
- Accounts · 1,104 to 1,373Jun 19, 2023 to Mar 4, 2024
- Advisory employees · 6 to 7Jun 19, 2023 to Mar 4, 2024
- Corporate clients · unset to 7.0Jun 19, 2023 to Mar 4, 2024
- HNW clients · 107 to 55Jun 19, 2023 to Mar 4, 2024
- Individual clients · 392 to 481Jun 19, 2023 to Mar 4, 2024
- Pension plan clients · 17 to 19Jun 19, 2023 to Mar 4, 2024
- Assets in custody · $118M to $140MJun 19, 2023 to Mar 4, 2024
- Employees · 6 to 7Jun 19, 2023 to Mar 4, 2024
- State-registered IARs · 6 to 7Jun 19, 2023 to Mar 4, 2024
- Discretionary RAUM · $363M to $454MJun 19, 2023 to Mar 4, 2024
- HNW RAUM · $282M to $247MJun 19, 2023 to Mar 4, 2024
Signals
2 dated events
- Ironwood Financial, Llc reported RAUM $574.9M, up 26% from $456.5M (2024-03-26 to 2025-02-10)Feb 10, 2025 · RAUM change · derived
- Ironwood Financial, Llc reported RAUM $436.8M, up 39% from $314.5M (2021-02-03 to 2022-03-09)Mar 9, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@ironwoodfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 520-318-4600reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 520-614-7200reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- IRONWOODFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 520-318-4600reportedpublic record, Form ADV, Jun 30, 2026
- Contact form
- ironwoodfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- ironwoodfinancial.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026