DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ascendant Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Joseph Langerman | Ascendant Advisors, LLC other | Alpha Cubed Investments, LLC other | Other | Jan 7, 2021 | Apr 27, 2015 |
| James Michael Walker | Ascendant Advisors, LLC other | Sunbelt Securities independent RIA | Other | Jan 7, 2021 | Oct 13, 2020 |
| William Cullen Rogers | Ascendant Advisors, LLC other | Qapital Invest, LLC independent RIA | Other | Jan 7, 2021 | Apr 17, 2019 |
| Paul Joseph Seidman | Ascendant Advisors, LLC other | Alpha Cubed Investments, LLC other | Other | Feb 9, 2018 | Mar 23, 2015 |
| Gregory James Avallon | Ascendant Advisors, LLC other | MML Investors Services, LLC other | Other | Jul 5, 2016 | Aug 29, 2016 (55 d) |
| Michael Todd Smurl | Ascendant Advisors, LLC other | Goldman Sachs Wealth Services, L.P. other | Other | Mar 31, 2014 | Feb 4, 2015 (310 d) |
| Robert Paul Bruns | Ascendant Advisors, LLC other | Strategic Financial Concepts, LLC independent RIA | Other | Mar 1, 2012 | Mar 23, 2018 (2213 d) |
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7 moves match.