DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Summit Wealth Advocates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rebecca Botzet | Summit Wealth Advocates, LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2024 | Nov 30, 2023 |
| Anita Kalafut | Summit Wealth Advocates, LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2024 | Nov 28, 2023 |
| Matthew Wright | Summit Wealth Advocates, LLC independent RIA | Avantax Planning Partners, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2024 | Aug 3, 2023 |
| Steven Yateka Tecker | Summit Wealth Advocates, LLC independent RIA | Carlson Capital Management, LLC independent RIA | RIA to RIA | Mar 31, 2023 | Apr 6, 2023 |
| Mathew Red Hawk Thomsen | Summit Wealth Advocates, LLC independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 11, 2023 | Sep 8, 2026 (1336 d) |
| Jackson B Potter | Summit Wealth Advocates, LLC independent RIA | Potter Financial Solutions, Inc. unclassified | Other | Jul 22, 2021 | Oct 11, 2021 (81 d) |
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6 moves match.