DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cavu Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Herbert Daniel Pease | Cavu Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2022 | Jul 28, 2022 |
| Chad William Lawyer | Cavu Wealth Advisors independent RIA | Tci Wealth Advisors, Inc. independent RIA | RIA to RIA | Apr 23, 2018 | Jul 6, 2018 (74 d) |
| John Nicholas Foy | Cavu Wealth Advisors independent RIA | Greenway Wealth Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2017 | Mar 14, 2018 (81 d) |
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3 moves match.