DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nikulski Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan David BintzNikulski Financial, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 8, 2026Jul 30, 2026 (52 d)
Roy C LinesNikulski Financial, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 22, 2024Oct 4, 2024 (43 d)
Ryan P JenningsNikulski Financial, Inc. independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankApr 5, 2021Mar 4, 2024 (1064 d)
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3 moves match.