DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Asset Dedication, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Yo Han Kim | Asset Dedication, LLC independent RIA | Ensemble Capital Management, LLC independent RIA | RIA to RIA | May 9, 2023 | Jun 7, 2023 |
| Kristi Lewis Tidwell | Asset Dedication, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Oct 4, 2022 | Nov 14, 2022 (41 d) |
| Tony Walter Parkin | Asset Dedication, LLC other | Charles Schwab & Co., Inc. national BD | Other | Jun 10, 2011 | Jul 20, 2011 (40 d) |
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3 moves match.