DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Ensemble Capital Management, LLC

Former SEC-registered adviserSan Francisco, CaliforniaCRD 107213SEC 801-54850IAPD
Latest filing Mar 25, 2024
First filing on the tape Jan 20, 2012 · 27 filings
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
67%
$1.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.7B as of Mar 25, 2024
Jan 20, 2012$258M then
HNW client RAUM$1.1B as of Mar 25, 2024
Feb 13, 2018$531M then
State-registered IARs (5.B.3)9 as of Mar 25, 2024
Jan 20, 20120 then
Employees (5.A)17 as of Mar 25, 2024
Mar 7, 20136 then
Private funds: no history
RAUM +18% over the last fiscal year+5.9% a year over threeIARs 8 to 9
Practice profile
derived from the filing of Mar 25, 2024; every figure names its basis
RAUM per advisor
$185MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
24derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.7MderivedHNW RAUM over HNW clients
Average account
$2.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
9.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+13%derivedItem 5.B.3 between annual amendments
Client growth, one year
-3.5%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Custody
$408M, 129 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.1B68%
  • Charitable organizations$357M22%
  • Corporations and businesses$87.4M5.4%
  • Investment companies$55.3M3.4%
  • Pension and profit-sharing plans$5.2M0.3%
  • Individuals$5.0M0.3%
Individual clients
28reported
HNW clients
192reported
Pension plan clients
n/areported
Charitable clients
29reported
Accounts
741reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$408M for 129 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
  • 8 left for Corient
    Nov 13, 2024 · San Francisco, Ca · Firm absorbed
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Edward Matthew Pearson · Member, Senior Principal, Chief Operating Officer & Chief Compliance Officercontrol
      since 01/2011 · owns 10% to 25%
    • Patrick Sean Stannard-Stockton · Managing Member, President, Senior Principal, & Chief Investment Officercontrol
      since 01/2004 · owns 50% to 75%
    • Pierre Ludovic Thomasson · Member, Senior Prinicpal, & Director Of Wealth Managementcontrol
      since 06/2014 · owns 10% to 25%
    Entity owners
    • Ludovic & Lindsay Thomasson Trustees Fbo Lt2 Family Trust Dtd 7.10.2018 · Owner
      direct · owns 10% to 25%
    • Matt & Sarah Pearson Trustees Fbo Pearson Living Trust Dtd 4.30.2018 · Owner
      direct · owns 10% to 25%
    • Sean & Cathy Stannard-Stockton Trustees Fbo Stannard-Stockton Family Trust Dtd 12.12.2014 · Owner
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    San Francisco, Ca · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 773 to 741
      Nov 21, 2023 to Mar 25, 2024
    • Advisory employees · 8 to 10
      Nov 21, 2023 to Mar 25, 2024
    • Charity clients · 30 to 29
      Nov 21, 2023 to Mar 25, 2024
    • Corporate clients · 12 to 13
      Nov 21, 2023 to Mar 25, 2024
    • HNW clients · 205 to 192
      Nov 21, 2023 to Mar 25, 2024
    • Individual clients · 23 to 28
      Nov 21, 2023 to Mar 25, 2024
    • Assets in custody · $394M to $408M
      Nov 21, 2023 to Mar 25, 2024
    • Employees · 16 to 17
      Nov 21, 2023 to Mar 25, 2024
    • State-registered IARs · 8 to 9
      Nov 21, 2023 to Mar 25, 2024
    • Discretionary RAUM · $1.4B to $1.7B
      Nov 21, 2023 to Mar 25, 2024
    • HNW RAUM · $958M to $1.1B
      Nov 21, 2023 to Mar 25, 2024
    • Individual RAUM · $3.7M to $5.0M
      Nov 21, 2023 to Mar 25, 2024
    • Pension RAUM · $4.5M to $5.2M
      Nov 21, 2023 to Mar 25, 2024
    • RAUM · $1.4B to $1.7B
      Nov 21, 2023 to Mar 25, 2024
    • Accounts · 739 to 773
      Mar 30, 2022 to Mar 29, 2023
    • Advisory employees · 9 to 8
      Mar 30, 2022 to Mar 29, 2023
    • Charity clients · 29 to 30
      Mar 30, 2022 to Mar 29, 2023
    • Corporate clients · 9 to 12
      Mar 30, 2022 to Mar 29, 2023
    • HNW clients · 195 to 205
      Mar 30, 2022 to Mar 29, 2023
    • Pooled vehicle clients · 0.0 to unset
      Mar 30, 2022 to Mar 29, 2023
    • Assets in custody · $414M to $394M
      Mar 30, 2022 to Mar 29, 2023
    • Employees · 17 to 16
      Mar 30, 2022 to Mar 29, 2023
    • Discretionary RAUM · $1.8B to $1.4B
      Mar 30, 2022 to Mar 29, 2023
    • HNW RAUM · $1.3B to $958M
      Mar 30, 2022 to Mar 29, 2023
    • Individual RAUM · $5.1M to $3.7M
      Mar 30, 2022 to Mar 29, 2023
    • Pension RAUM · $5.6M to $4.5M
      Mar 30, 2022 to Mar 29, 2023
    • Pooled vehicle RAUM · 0.0 to unset
      Mar 30, 2022 to Mar 29, 2023
    • RAUM · $1.8B to $1.4B
      Mar 30, 2022 to Mar 29, 2023
    • Accounts · 672 to 739
      Sep 13, 2021 to Mar 30, 2022
    • BD registered reps · 1 to 0
      Sep 13, 2021 to Mar 30, 2022
    • Charity clients · 25 to 29
      Sep 13, 2021 to Mar 30, 2022
    • Corporate clients · 10 to 9
      Sep 13, 2021 to Mar 30, 2022
    • HNW clients · 178 to 195
      Sep 13, 2021 to Mar 30, 2022
    • Individual clients · 26 to 23
      Sep 13, 2021 to Mar 30, 2022
    • Pension plan clients · 3.0 to unset
      Sep 13, 2021 to Mar 30, 2022
    • Assets in custody · $386M to $414M
      Sep 13, 2021 to Mar 30, 2022
    • Employees · 14 to 17
      Sep 13, 2021 to Mar 30, 2022
    • State-registered IARs · 9 to 8
      Sep 13, 2021 to Mar 30, 2022
    • Discretionary RAUM · $1.4B to $1.8B
      Sep 13, 2021 to Mar 30, 2022
    • HNW RAUM · $945M to $1.3B
      Sep 13, 2021 to Mar 30, 2022
    Signals
    15 dated events
    • John Yo Han Kim left Ensemble Capital Management, Llc for Corient (registered 2024-11-06)
      Nov 13, 2024 · Advisor changed firm · fact
    • Sean Patrick Stannard-Stockton left Ensemble Capital Management, Llc for Corient (registered 2024-11-08)
      Nov 13, 2024 · Advisor changed firm · fact
    • Elizabeth Lawrence Revenko left Ensemble Capital Management, Llc for Corient (registered 2024-11-06)
      Nov 13, 2024 · Advisor changed firm · fact
    • Shilpa Girish Andalkar left Ensemble Capital Management, Llc for Corient (registered 2024-11-08)
      Nov 13, 2024 · Advisor changed firm · fact
    • Ludovic Pierre Thomasson left Ensemble Capital Management, Llc for Corient (registered 2024-11-05)
      Nov 13, 2024 · Advisor changed firm · fact
    • Kyle Patrick Benner left Ensemble Capital Management, Llc for Corient (registered 2024-11-06)
      Nov 13, 2024 · Advisor changed firm · fact
    • Michael Ronald Navone left Ensemble Capital Management, Llc for Corient (registered 2024-11-06)
      Nov 13, 2024 · Advisor changed firm · fact
    • Paul Lambert Perrino left Ensemble Capital Management, Llc for Corient (registered 2024-11-06)
      Nov 13, 2024 · Advisor changed firm · fact
    • Ensemble Capital Management, LLC's advisors moved to Corient (San Francisco, CA): 8 of 8 registered, on the same day
      Nov 13, 2024 · Firm absorbed (people side) · derived
    • Todd Michael Wenning left Ensemble Capital Management, Llc for Kna Capital (registered 2024-07-24)
      Aug 17, 2023 · Advisor changed firm · fact
    • Juwon B. Hill left Ensemble Capital Management, Llc for Balentine (registered 2025-03-03)
      Feb 9, 2023 · Advisor changed firm · fact
    • Ensemble Capital Management, Llc reported RAUM $1.8B, up 30% from $1.4B (2021-09-13 to 2022-03-30)
      Mar 30, 2022 · RAUM change · derived
    • Ensemble Capital Management, Llc reported RAUM $1.4B, up 38% from $1.0B (2020-06-23 to 2021-03-29)
      Mar 29, 2021 · RAUM change · derived
    • Ensemble Capital Management, Llc reported RAUM $1.0B, up 29% from $780.8M (2019-10-04 to 2020-03-27)
      Mar 27, 2020 · RAUM change · derived
    • Ensemble Capital Management, Llc reported RAUM $718.5M, up 42% from $505.0M (2017-03-17 to 2018-02-13)
      Feb 13, 2018 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026