DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Empowerment Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Joseph Langerman | Empowerment Financial Group independent RIA | Ascendant Advisors, LLC other | Other | Mar 7, 2022 | Feb 28, 2012 |
| Doni Lea Langston | Empowerment Financial Group independent RIA | Alpha Cubed Investments, LLC independent RIA | RIA to RIA | Mar 7, 2022 | Apr 6, 2022 |
| Doni Lea Langston | Empowerment Financial Group independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2020 | Jul 26, 2021 (223 d) |
| Paul Joseph Seidman | Empowerment Financial Group independent RIA | First Allied Securities, Inc. other | Other | Feb 12, 2018 | Aug 26, 2010 |
| Michael Brent Frost | Empowerment Financial Group other | Heritage Wealth Management, LLC other | Other | Jun 20, 2011 | Jul 7, 2011 |
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5 moves match.