DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Expand Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colin Stevens Dixon | Expand Financial, LLC institutional | Millennium Investment And Retirement Advisors, LLC institutional | Other | Sep 20, 2024 | Sep 20, 2024 |
| Leslie Penka | Expand Financial, LLC institutional | Dai Wealth, LLC independent RIA | Other | Dec 15, 2023 | Jan 2, 2024 |
| Richard Mark Kleshinski | Expand Financial, LLC institutional | Pinnacle Advisory Services, LLC state registered | Other | May 17, 2019 | May 22, 2019 |
| Joshua Michael Hartzler | Expand Financial, LLC institutional | Hummel Wealth Management, LLC other | Other | Aug 20, 2013 | Oct 10, 2013 (51 d) |
| Angelo Manzo | Expand Financial, LLC institutional | Morgan Stanley wirehouse | Other | Jun 18, 2010 | Jul 8, 2010 |
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5 moves match.