DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Employer Retirement Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Stephen Nicholas | Employer Retirement Investment Advisors, LLC institutional | Newport Group Consulting, LLC institutional | Other | Nov 27, 2018 | Nov 25, 2020 (729 d) |
| Brad Richard Traynor | Employer Retirement Investment Advisors, LLC institutional | Newport Group Consulting, LLC institutional | Other | Nov 26, 2018 | Nov 25, 2020 (730 d) |
| Marc Alan Seymour | Employer Retirement Investment Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 2, 2016 | Jan 3, 2019 (945 d) |
| Julia Michelle Petersen | Employer Retirement Investment Advisors, LLC other | Capital Client Group, Inc. no RAUM | Other | Jun 10, 2015 | Jun 30, 2016 (386 d) |
| Alissa Rochelle Oskey | Employer Retirement Investment Advisors, LLC other | Sii Investments, Inc. other | Other | Jul 25, 2014 | Aug 15, 2014 |
| Jane M Vande Voort | Employer Retirement Investment Advisors, LLC other | Sii Investments, Inc. other | Other | Sep 23, 2011 | Sep 29, 2011 |
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6 moves match.