DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Arbor Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Ryan McdowellArbor Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2022Mar 1, 2022
Andrew Kenneth McdowellArbor Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2022Mar 1, 2022
Bennett S. SteinArbor Wealth independent RIAStein Financial LLC state registeredRIA to a state-registered adviserMar 23, 2022Dec 8, 2025 (1356 d)
Lynne Wentzel MathewsArbor Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2022Mar 4, 2022
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4 moves match.