DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Global Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ram Kolluri | Global Wealth Management, LLC independent RIA | Exponential Wealth Management, LLC state registered | RIA to a state-registered adviser | May 19, 2023 | Dec 18, 2023 (213 d) |
| Lino Deangelis | Global Wealth Management, LLC independent RIA | Alliance Wealth Management Group, LLC independent RIA | RIA to RIA | Mar 22, 2021 | Apr 12, 2021 |
| Daniel John Hanley | Global Wealth Management, LLC independent RIA | Spoor Behrins Campbell & Young Securities Corp independent RIA | RIA to RIA | Jan 17, 2020 | May 12, 2020 (116 d) |
| Keka Rath | Global Wealth Management, LLC other | Nextgen Wealth Counselors Limited Liability Company state registered | Other | Jun 22, 2015 | Feb 4, 2021 (2054 d) |
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4 moves match.