| Charles Philip Boinske | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 4, 2021 |
| Elizabeth Lawrence Gavin | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 4, 2021 |
| Mark Anthony Rioboli | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 4, 2021 |
| Christina Mc Cullough | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 4, 2021 |
| Andrea Fitzgerald | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 4, 2021 |
| Leslie Ann Young | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 5, 2021 |
| Patrick Dennis Runyen | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 4, 2021 |
| Patrick Dominic Melvin | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 4, 2021 |
| Stephen John Haney | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 4, 2021 |
| Suzanne Reichl Malik | Independence Advisors, LLC independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jan 4, 2021 | Jan 4, 2021 |
| Charles Richard Korger | Independence Advisors, LLC other | Carson Choice Retirement Solutions, Inc. unclassified | Other | Oct 14, 2015 | Jan 12, 2016 (90 d) |