DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig Kevin Seachrist | Commonwealth Financial Services, LLC other | Arbor Point Advisors other | Other | Jul 6, 2017 | Sep 15, 2017 (71 d) |
| Michael Charles Seese | Commonwealth Financial Services, LLC other | Arbor Point Advisors other | Other | Jul 6, 2017 | Jun 8, 2017 |
| Daniel Lee Spurgeon | Commonwealth Financial Services, LLC other | Arbor Point Advisors other | Other | Jul 6, 2017 | Jun 8, 2017 |
| Roger Eugene Woodruff | Commonwealth Financial Services, LLC other | Arbor Point Advisors other | Other | Jul 6, 2017 | Jun 15, 2017 |
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4 moves match.