DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Clark Dodge Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen William Guercio | Clark Dodge Asset Management, LLC no RAUM | Alexander Capital Wealth Management LLC independent RIA | Other | Jan 3, 2019 | Mar 20, 2023 (1537 d) |
| Stephen William Guercio | Clark Dodge Asset Management, LLC other | Alexander Capital Wealth Management LLC independent RIA | Other | Dec 31, 2017 | Aug 25, 2017 |
| Susan Jean Hunter | Clark Dodge Asset Management, LLC other | 5c Capital Management, LLC independent RIA | Other | Jun 1, 2017 | Jan 1, 2026 (3136 d) |
| Kevin J Mccabe | Clark Dodge Asset Management, LLC other | 5c Capital Management, LLC independent RIA | Other | Jun 1, 2017 | Jan 1, 2026 (3136 d) |
| Michael Robert Sanders | Clark Dodge Asset Management, LLC other | 5c Capital Management, LLC no RAUM | Other | Mar 3, 2017 | Mar 3, 2017 |
| Craig R Marson | Clark Dodge Asset Management, LLC other | 5c Capital Management, LLC no RAUM | Other | Feb 7, 2017 | Feb 7, 2017 |
| John Francis Bannan | Clark Dodge Asset Management, LLC other | Gwn Securities Inc. other | Other | Aug 5, 2016 | Aug 5, 2016 |
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7 moves match.