DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from St. Germain Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryan Atherton Greenleaf | St. Germain Investment Management independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2024 | Mar 19, 2024 |
| Brian Benson | St. Germain Investment Management independent RIA | Hoskin Capital state registered | RIA to a state-registered adviser | Oct 31, 2022 | Apr 15, 2024 (532 d) |
| William Francis Walthouse | St. Germain Investment Management independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 30, 2022 | Oct 19, 2022 (50 d) |
| Amy Elizabeth Santarelli | St. Germain Investment Management other | UBS Financial Services Inc. wirehouse | Other | Jul 24, 2014 | Apr 18, 2016 (634 d) |
| Brendon Clarke Hutchins | St. Germain Investment Management other | UBS Financial Services Inc. wirehouse | Other | Nov 29, 2013 | Dec 5, 2013 |
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5 moves match.