DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kaizen Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Madison Williams | Kaizen Financial Advisors, LLC independent RIA | Avier Wealth Advisors independent RIA | RIA to RIA | Apr 7, 2025 | Jun 9, 2025 (63 d) |
| Brook Austin Anderson | Kaizen Financial Advisors, LLC independent RIA | Cutler Investment Group mixed wealth | RIA to RIA | Nov 22, 2021 | Nov 30, 2021 |
| Brian Douglas Gawthrop | Kaizen Financial Advisors, LLC independent RIA | Horizon Asset Management other | Other | Apr 13, 2011 | Apr 14, 2011 |
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3 moves match.