DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ascende Wealth Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kartik Sai Jambulapati | Ascende Wealth Advisers, Inc. other | Prime Capital Financial mixed wealth | Other | Feb 12, 2018 | Feb 6, 2018 |
| John M Burke | Ascende Wealth Advisers, Inc. other | Prime Capital Financial mixed wealth | Other | Jan 5, 2018 | Jan 24, 2018 |
| Karl Nathan Gill | Ascende Wealth Advisers, Inc. other | Prime Capital Financial mixed wealth | Other | Jan 5, 2018 | Jan 11, 2018 |
| Robert Arthur Massa | Ascende Wealth Advisers, Inc. other | Prime Capital Financial mixed wealth | Other | Dec 19, 2017 | Dec 21, 2017 |
| Rich Randal Eagar | Ascende Wealth Advisers, Inc. other | Prime Capital Financial mixed wealth | Other | Dec 18, 2017 | Dec 20, 2017 |
| Jeffrey Howard Dorfman | Ascende Wealth Advisers, Inc. other | Prime Capital Financial mixed wealth | Other | Dec 15, 2017 | Dec 18, 2017 |
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6 moves match.