DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Medallion Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jack Wilson Brown | Medallion Wealth Advisors, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 24, 2022 | Jul 19, 2022 (56 d) |
| William Joseph Lowrie | Medallion Wealth Advisors, LLC independent RIA | Pennington Partners & Co., LLC independent RIA | RIA to RIA | Dec 5, 2017 | Jun 8, 2023 (2011 d) |
| Gary Anthony Kostowski | Medallion Wealth Advisors, LLC independent RIA | MML Investors Services, LLC other | Other | Jan 30, 2013 | May 30, 2014 (485 d) |
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3 moves match.