DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from M3 Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Bay | M3 Advisory Group, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2025 | Mar 13, 2025 |
| Patrick Ronald Davis | M3 Advisory Group, LLC other | Integrated Wealth Concepts LLC independent RIA | Other | Apr 1, 2019 | Apr 1, 2019 |
| Mark William Scionti | M3 Advisory Group, LLC other | Integrated Wealth Concepts LLC independent RIA | Other | Nov 12, 2018 | Sep 12, 2018 |
| Mark William Scionti | M3 Advisory Group, LLC other | M3 Wealth Advisors, LLC unclassified | Other | Jul 16, 2014 | Jun 26, 2014 |
| William Holland Davis | M3 Advisory Group, LLC other | Empirical Asset Management, LLC other | Other | Jul 16, 2014 | Mar 4, 2013 |
| Gregory Luca Fontana | M3 Advisory Group, LLC other | Convergent Capital Partners, LLC state registered | Other | Apr 7, 2011 | Jul 21, 2011 (105 d) |
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6 moves match.