DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Highwater Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elizabeth Mezei RaabeHighwater Wealth Management LLC independent RIAFrontier Wealth Management, LLC independent RIARIA to RIAFeb 3, 2020Feb 4, 2020
George Dickson GriswoldHighwater Wealth Management LLC independent RIAFrontier Wealth Management, LLC independent RIARIA to RIAFeb 3, 2020Feb 5, 2020
Gregory King GiuffraHighwater Wealth Management LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 12, 2019May 5, 2022 (1058 d)
Patrick Jon MickelsonHighwater Wealth Management LLC otherStonefield Investment Advisory, Inc. otherOtherOct 17, 2014Dec 19, 2014 (63 d)
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4 moves match.