DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wwm Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Alan Mcclatchey | Wwm Financial independent RIA | Ballast Rock Private Wealth independent RIA | RIA to RIA | Oct 24, 2023 | Oct 27, 2023 |
| Elizabeth Margaret Mcgill | Wwm Financial independent RIA | Pilot Retirement Advisors state registered | RIA to a state-registered adviser | May 29, 2020 | Nov 24, 2020 (179 d) |
| Brian Jay Wolff | Wwm Financial other | Pure Financial Advisors, LLC independent RIA | Other | Mar 31, 2017 | Apr 13, 2020 (1109 d) |
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3 moves match.