DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carsonallaria Wealth Management, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony John Erzen | Carsonallaria Wealth Management, Ltd. independent RIA | Legacy Wealth Planning state registered | RIA to a state-registered adviser | Jul 20, 2022 | Sep 21, 2022 (63 d) |
| Scott Douglas Carson | Carsonallaria Wealth Management, Ltd. no RAUM | Visionary Wealth Advisors, LLC no RAUM | Other | Dec 31, 2015 | Aug 22, 2014 |
| Bradley Alan Keene | Carsonallaria Wealth Management, Ltd. other | Visionary Wealth Advisors, LLC no RAUM | Other | Mar 27, 2015 | Aug 8, 2014 |
| Daniel Lynn Browne | Carsonallaria Wealth Management, Ltd. other | Visionary Wealth Advisors, LLC no RAUM | Other | Mar 27, 2015 | Aug 26, 2014 |
Page 1 of 1
4 moves match.