DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••••• W••••• M••••••••• L•••
Latest filing Mar 16, 2026
First filing on the tape Mar 14, 2014 · 36 filings
SEC status approved since Apr 19, 2018
RAUM
$792M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
72%
$569M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$132M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$792M as of Mar 16, 2026
Mar 30, 2015$0 then
HNW client RAUM$445M as of Mar 16, 2026
Jan 23, 2019$101M then
State-registered IARs (5.B.3)4 as of Mar 16, 2026
Mar 30, 20151 then
Employees (5.A)9 as of Mar 16, 2026
Mar 30, 20151 then
Private funds: no history
RAUM +40% over the last fiscal year+32% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $132MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 105derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $423,209derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $442,319, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$445M56%
- Individuals$124M16%
- Pension and profit-sharing plans$115M15%
- State and municipal entities$107M13%
- Charitable organizations$773,4540.1%
- Individual clients
- 461reported
- HNW clients
- 170reported
- Pension plan clients
- 14reported
- Charitable clients
- 1reported
- Accounts
- 1,871reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $442,319 for 1 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.72 fund_share=0.0 institutional_share=0.28 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• V•••••• A••••••Certified Financial Planner | Glen Carbon, Il | Dec 8, 2017 | 12 y | 1 |
| J••••• M•••••• A••••••Certified Financial Planner | Glen Carbon, Il | Dec 8, 2017 | 13 y | 2 |
| S•••• D•••••• C••••• | Fort Myers, Fl | Sep 7, 2018 | 31 y | 4 |
| M•••••• R••••• W••••••Certified Financial Planner | Glen Carbon, Il | Apr 8, 2019 | 12 y | 3 |
| J•••••• R••• W••••• | Glen Carbon, Il | Nov 12, 2021 | 10 y | 1 |
| T•••• H•••• | Glen Carbon, Il | Oct 2, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••• J••• E•••• to L••••• W••••• P•••••••Jul 20, 2022 · RIA to a state-registered adviser
- S•••• D•••••• C••••• to V•••••••• W••••• A•••••••• L••Dec 31, 2015 · Other
- B•••••• A••• K•••• to V•••••••• W••••• A•••••••• L••Mar 27, 2015 · Other
- D••••• L••• B••••• to V•••••••• W••••• A•••••••• L••Mar 27, 2015 · Other
Joined, latest
- J•••••• R••• W••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Nov 12, 2021 · Affiliated broker-dealer or bank to independent RIA
- M•••••• R••••• W•••••• from E••••• J••••Apr 8, 2019 · Affiliated broker-dealer or bank to independent RIA
- S•••• D•••••• C••••• from V•••••••• W••••• A•••••••• L••Sep 7, 2018 · Other
- M••• V•••••• A•••••• from V•••••••• W••••• A•••••••• L••Dec 8, 2017 · Other
- J••••• M•••••• A•••••• from V•••••••• W••••• A•••••••• L••Dec 8, 2017 · Other
- B•••••• A••• K•••• from M••••••• F•••••••• G••••• L•••Aug 2, 2011 · Other
- D••••• L••• B••••• from L•• F•••••••• L••Aug 2, 2011 · Other
- S•••• D•••••• C••••• from M••••••• F•••••••• G••••• L•••Aug 2, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for V•••••••• W••••• A•••••••• L••Mar 27, 2015 · Glen Carbon, Il
- 3 joined from V•••••••• W••••• A•••••••• L••Nov 21, 2017 · St Louis, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• J•••••• M•••••• · Shareholder, Chief Compliance Officer, Partnercontrolsince 01/2018 · owns 50% to 75%
- A••••••• M•••• V•••••• · Shareholder, Partnercontrolsince 01/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Glen Carbon, Il · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 16, 2026RAUM (Item 5.F) moved from $567,460,328 to $791,823,560 (+40.0%) between the annual amendments of 2025-02-14 and 2026-03-16; the peer median change was +16.0% (1385 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 91% percentile
- account count surgeChange between filings · filing Mar 16, 2026accounts (Item 5.F.2.f) moved from 643.0 to 1,871.0 (+191.0%) between the annual amendments of 2025-02-14 and 2026-03-16; the peer median change was +6.0% (1256 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 643 to 1,871Jun 23, 2025 to Mar 16, 2026
- Charity clients · unset to 1.0Jun 23, 2025 to Mar 16, 2026
- HNW clients · 144 to 170Jun 23, 2025 to Mar 16, 2026
- Individual clients · 487 to 461Jun 23, 2025 to Mar 16, 2026
- Pension plan clients · 12 to 14Jun 23, 2025 to Mar 16, 2026
- Assets in custody · $1.8M to $442,319Jun 23, 2025 to Mar 16, 2026
- Employees · 10 to 9Jun 23, 2025 to Mar 16, 2026
- Financial planning clients · 251-500 to More than 500Jun 23, 2025 to Mar 16, 2026
- Discretionary RAUM · $567M to $792MJun 23, 2025 to Mar 16, 2026
- HNW RAUM · $364M to $445MJun 23, 2025 to Mar 16, 2026
- Individual RAUM · $112M to $124MJun 23, 2025 to Mar 16, 2026
- Pension RAUM · $90.9M to $115MJun 23, 2025 to Mar 16, 2026
- RAUM · $567M to $792MJun 23, 2025 to Mar 16, 2026
- Financial planning clients · 251-500 to 251-500Feb 14, 2025 to Jun 23, 2025
- Accounts · 562 to 643Jul 26, 2024 to Feb 14, 2025
- Advisory employees · 5 to 6Jul 26, 2024 to Feb 14, 2025
- HNW clients · 115 to 144Jul 26, 2024 to Feb 14, 2025
- Individual clients · 435 to 487Jul 26, 2024 to Feb 14, 2025
- Employees · 9 to 10Jul 26, 2024 to Feb 14, 2025
- Discretionary RAUM · $470M to $567MJul 26, 2024 to Feb 14, 2025
- HNW RAUM · $282M to $364MJul 26, 2024 to Feb 14, 2025
- Individual RAUM · $107M to $112MJul 26, 2024 to Feb 14, 2025
- Pension RAUM · $80.7M to $90.9MJul 26, 2024 to Feb 14, 2025
- RAUM · $470M to $567MJul 26, 2024 to Feb 14, 2025
- Accounts · 495 to 562Dec 6, 2023 to Feb 22, 2024
- HNW clients · 84 to 115Dec 6, 2023 to Feb 22, 2024
- Individual clients · 399 to 435Dec 6, 2023 to Feb 22, 2024
- Assets in custody · $611,307 to $1.8MDec 6, 2023 to Feb 22, 2024
- Discretionary RAUM · $345M to $470MDec 6, 2023 to Feb 22, 2024
- HNW RAUM · $199M to $282MDec 6, 2023 to Feb 22, 2024
- Individual RAUM · $96.6M to $107MDec 6, 2023 to Feb 22, 2024
- Pension RAUM · $49.8M to $80.7MDec 6, 2023 to Feb 22, 2024
- RAUM · $345M to $470MDec 6, 2023 to Feb 22, 2024
- Accounts · 1,099 to 495Oct 4, 2022 to Feb 7, 2023
- Advisory employees · 6 to 5Oct 4, 2022 to Feb 7, 2023
- HNW clients · 88 to 84Oct 4, 2022 to Feb 7, 2023
- Individual clients · 362 to 399Oct 4, 2022 to Feb 7, 2023
- Pension plan clients · 4 to 12Oct 4, 2022 to Feb 7, 2023
- Assets in custody · $5.6M to $611,307Oct 4, 2022 to Feb 7, 2023
- Employees · 8 to 9Oct 4, 2022 to Feb 7, 2023
Signals
5 dated events
- C••••••••• W••••• M••••••••• L••• reported RAUM $791.8M, up 40% from $567.5M (2025-06-23 to 2026-03-16)Mar 16, 2026 · RAUM change · derived
- C••••••••• W••••• M••••••••• L••• reported RAUM $469.8M, up 36% from $345.3M (2023-12-06 to 2024-02-22)Feb 22, 2024 · RAUM change · derived
- A•••••• J••• E•••• left C••••••••• W••••• M••••••••• L••• for L••••• W••••• P••••••• (registered 2022-09-21)Jul 20, 2022 · Advisor changed firm · fact
- Douglas Scott Carson (President) no longer on Schedule A of C••••••••• W••••• M••••••••• L••• (listed 2020-12-11, absent 2021-02-02)Feb 2, 2021 · Control person left · inference
- C••••••••• W••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Mar 19, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@carsonallaria.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 618-288-9505reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 618-288-9506reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/C•••••••••-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 618-288-9505reportedpublic record, Form ADV, Mar 16, 2026
- Team page
- carsonallaria.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $132Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026