DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Garcia Wealth Management Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Alan Garcia | Garcia Wealth Management Group, Inc. no RAUM | Corvus Wealth Advisors LLC no RAUM | Other | Mar 29, 2021 | Dec 15, 2020 |
| Stephanie Christina Kemp | Garcia Wealth Management Group, Inc. no RAUM | Corvus Wealth Advisors LLC no RAUM | Other | Mar 29, 2021 | Jan 12, 2021 |
| Alison Rose Shannon | Garcia Wealth Management Group, Inc. no RAUM | Corvus Wealth Advisors LLC no RAUM | Other | Mar 29, 2021 | Jan 12, 2021 |
| Paul Andrew Parotti | Garcia Wealth Management Group, Inc. other | Money Managers, Inc. independent RIA | Other | May 15, 2015 | Apr 7, 2015 |
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4 moves match.