DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealthspire Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Michael CarterWealthspire Advisors independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 27, 2022May 31, 2022
Michael Roman KuziwWealthspire Advisors independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 27, 2022May 27, 2022
Meghan BergmanWealthspire Advisors independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 27, 2022May 31, 2022
Page 1 of 1
3 moves match.