DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Del-Sette Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carmen David Caruso | Del-Sette Capital Management, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2025 | May 7, 2026 (219 d) |
| Leah Nelson | Del-Sette Capital Management, LLC independent RIA | The Table Financial Planning LLC state registered | RIA to a state-registered adviser | Mar 25, 2025 | Feb 26, 2026 (338 d) |
| Carmen David Caruso | Del-Sette Capital Management, LLC independent RIA | Taconic Advisors independent RIA | RIA to RIA | Jul 14, 2022 | Nov 15, 2022 (124 d) |
| Brenton Wesley Smith | Del-Sette Capital Management, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2022 | Mar 18, 2022 (39 d) |
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4 moves match.