DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Jag Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Connor Cody PastoorJag Capital Management LLC mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 20, 2024Oct 9, 2024 (50 d)
Mikhail KimbarovskyJag Capital Management LLC mixed wealthChicago Capital, LLC independent RIARIA to RIADec 1, 2023Nov 6, 2023
Joann Mcclure SeagrenJag Capital Management LLC mixed wealthChicago Capital, LLC independent RIARIA to RIADec 1, 2023Nov 6, 2023
Gregory Paul LowhornJag Capital Management LLC mixed wealthMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2022Apr 10, 2023 (444 d)
Brandon Luke MallinckrodtJag Capital Management LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseJul 19, 2021Apr 29, 2020
Charles Edward DodsonJag Capital Management LLC mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankJan 22, 2021Jan 13, 2022 (356 d)
Todd Thomas GilmoreJag Capital Management LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 30, 2016Jul 18, 2019 (1021 d)
Page 1 of 1
7 moves match.