DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mills Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chelsea Danielle Johns | Mills Wealth Advisors, LLC independent RIA | Root Financial Partners independent RIA | RIA to RIA | Jun 19, 2023 | Apr 12, 2024 (298 d) |
| James Arlen Davis | Mills Wealth Advisors, LLC independent RIA | Aspen Wealth Management, LLC independent RIA | RIA to RIA | Jun 30, 2021 | Jul 1, 2021 |
| Michael Scott Christians | Mills Wealth Advisors, LLC independent RIA | Black Knight Wealth Management, LLC independent RIA | RIA to RIA | Mar 11, 2020 | Sep 19, 2019 |
| Stephen Anthony Hozie | Mills Wealth Advisors, LLC independent RIA | Hozie Consulting state registered | RIA to a state-registered adviser | Nov 27, 2018 | Jan 24, 2021 (789 d) |
| Brian Joseph Mueller | Mills Wealth Advisors, LLC other | Rogers Wealth Group, Inc. other | Other | Aug 23, 2017 | Jul 20, 2017 |
| Carrie Denise Stevenson | Mills Wealth Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 15, 2015 | May 28, 2015 |
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6 moves match.