DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Prive Suisse S.A.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ann Marie Regal | Capital Prive Suisse S.A. independent RIA | Avrio Wealth Pte Ltd no RAUM | RIA to a newly registered adviser | Mar 25, 2020 | Feb 5, 2020 |
| Steffen Buschbacher | Capital Prive Suisse S.A. independent RIA | Red Top Advisors LLC state registered | RIA to a state-registered adviser | Mar 22, 2018 | Jul 26, 2018 (126 d) |
| Brian Scott Fuller | Capital Prive Suisse S.A. other | Capital United, LLC no RAUM | Other | Apr 11, 2017 | Jan 13, 2017 |
| Bradford Brennan Stedem | Capital Prive Suisse S.A. other | Capital United, LLC no RAUM | Other | Apr 11, 2017 | Jan 12, 2017 |
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4 moves match.