DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Roi Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carlos Donat ArjonaRoi Financial independent RIANext Play Wealth state registeredRIA to a state-registered adviserOct 24, 2025Jan 7, 2026 (75 d)
Ryan BrightRoi Financial independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankFeb 5, 2025May 8, 2025 (92 d)
Otoniel Francisco MaxwellRoi Financial independent RIACascadia Advisory Services, LLC independent RIARIA to RIAMay 7, 2021May 20, 2021
Dirk Philippus Marti ConradieRoi Financial independent RIAWealth Advisors Nw independent RIARIA to RIAOct 4, 2016Aug 25, 2017 (325 d)
Geoffrey DougallRoi Financial independent RIAWealth Advisors Nw independent RIARIA to RIAOct 4, 2016Aug 25, 2017 (325 d)
Tyler James JohnsonRoi Financial independent RIAWealth Advisors Nw independent RIARIA to RIAAug 19, 2016Aug 25, 2017 (371 d)
Page 1 of 1
6 moves match.