DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from "Tate Asset Management" And "Dco Wealth Management"

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Taylor Winston Hindle"Tate Asset Management" And "Dco Wealth Management" independent RIAAldrich Wealth LP independent RIARIA to RIASep 24, 2020Mar 31, 2021 (188 d)
Donald Louis Dalesandro"Tate Asset Management" And "Dco Wealth Management" independent RIALiberty Solutions Advisors state registeredRIA to a state-registered adviserJun 28, 2019Nov 30, 2025 (2347 d)
Karin Simone Wise"Tate Asset Management" And "Dco Wealth Management" otherLifepro Asset Management independent RIAOtherDec 31, 2017Jan 3, 2018
Scott Wayne Wallace"Tate Asset Management" And "Dco Wealth Management" otherPer Stirling Capital Management, LLC otherOtherSep 16, 2015Mar 26, 2015
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4 moves match.