DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Efp Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Orlando Stone | Efp Advisors independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | May 7, 2024 | Apr 2, 2024 |
| Douglas Max Mcdaniel | Efp Advisors independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | May 6, 2024 | Mar 29, 2024 |
| Christopher James Register | Efp Advisors independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | May 6, 2024 | Mar 29, 2024 |
| Travis Brandon Woods | Efp Advisors independent RIA | Maybe Finance, Inc. no RAUM | RIA to a newly registered adviser | Jan 17, 2023 | Oct 11, 2022 |
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4 moves match.