DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wallick Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Michael Williams | Wallick Investments, LLC independent RIA | Greenwood Capital Associates, LLC independent RIA | RIA to RIA | Nov 13, 2025 | Nov 20, 2025 |
| Nicholas Logan Shiver | Wallick Investments, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Aug 23, 2024 | Jul 16, 2024 |
| Marc Lowell Murray | Wallick Investments, LLC independent RIA | The Daniel Group other | Other | Jan 30, 2018 | May 25, 2018 (115 d) |
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3 moves match.