DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from 4thought Financial Group Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Cardone Duvally | 4thought Financial Group Inc. independent RIA | 5c Capital Management, LLC independent RIA | RIA to RIA | Feb 26, 2021 | Jan 1, 2026 (1770 d) |
| Michael Francis Egan | 4thought Financial Group Inc. other | American Portfolios Advisors, Inc other | Other | May 31, 2017 | Jun 13, 2017 |
| Pak-Tung Le | 4thought Financial Group Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 1, 2016 | Sep 6, 2016 |
| Seth Andrew Kamens | 4thought Financial Group Inc. other | Awh Financial, LLC no RAUM | Other | Nov 12, 2015 | Mar 5, 2026 (3766 d) |
| Charles Michael Matisi | 4thought Financial Group Inc. other | American Portfolios Advisors, Inc other | Other | Oct 31, 2014 | Nov 3, 2014 |
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5 moves match.