DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Waterway Wealth Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jack Daniel Cowling | Waterway Wealth Management, L.L.C. independent RIA | Austin Asset independent RIA | RIA to RIA | Sep 17, 2024 | Nov 27, 2024 (71 d) |
| David C Michalk | Waterway Wealth Management, L.L.C. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2024 | Mar 7, 2024 |
| Michael Thomas Parrott | Waterway Wealth Management, L.L.C. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2024 | Mar 7, 2024 |
| Robert Boyd Dwyer | Waterway Wealth Management, L.L.C. independent RIA | Heritage Wealth Management independent RIA | RIA to RIA | Dec 12, 2023 | Dec 8, 2023 |
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4 moves match.