DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Prairie Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Corby Mitchell Mastalir | Prairie Wealth Advisors, Inc. independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Jun 3, 2024 | Jun 6, 2024 |
| Evan Garrett Gruchot | Prairie Wealth Advisors, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2021 | May 31, 2023 (728 d) |
| Lawrence Charles Romjue | Prairie Wealth Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Nov 6, 2015 | Oct 20, 2020 (1810 d) |
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3 moves match.