DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Prairie Wealth Advisors, Inc.

Independent wealth managerOmaha, NebraskaCRD 165266SEC 801-77062website IAPD

Latest filing Jul 28, 2026

First filing on the tape Aug 15, 2012 · 36 filings

SEC status approved since Sep 21, 2012

RAUM

$558M

reported, Item 5.F

Discretionary

85%

of RAUM

Private clients

91%

$509M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$62.0M

derived; firm RAUM over IAPD count

Employees

10 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

36 filings and snapshots on the tape

RAUM$558M as of Jul 28, 2026

Jan 8, 2013$103M then

HNW client RAUM$445M as of Jul 28, 2026

Mar 29, 2018$136M then

State-registered IARs (5.B.3)10 as of Jul 28, 2026

Jan 8, 20131 then

Employees (5.A)12 as of Jul 28, 2026

Jan 8, 20134 then

Private funds1 as of Jul 28, 2026

Feb 15, 20241 then

RAUM +18% over the last fiscal year+9.8% a year over threeIARs 3 to 10offices 3 to 4

Practice profile

derived from the filing of Jul 28, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: $62.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 41derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.4MderivedHNW RAUM over HNW clients
Average account: $1.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 85%derivedof RAUM
Institutional: 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 1.8derived5 offices incl. principal (1.F.5)
RAUM growth, one year: +18%derivedbetween the last two annual amendments
Advisor growth, one year: +33%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.3%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
Custody: $88.9M, 20 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$445M80%
Individuals$64.2M12%
Corporations and businesses$46.6M8.4%
Charitable organizations$2.3M0.4%

Individual clients: 270reported
HNW clients: 100reported
Pension plan clients: 0reported
Charitable clients: 4reported
Accounts: 389reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: $88.9M for 20 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.91 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

9 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Paula K Deitering	St. Augustine, Fl	Apr 9, 2014	26 y	2
Aaron James Homan	Omaha, Ne	Dec 4, 2024	10 y	0
Kimberly P Baker	Omaha, Ne	Jul 28, 2025	13 y	0
Craig Douglas Hundt	Lincoln, Ne	Jan 2, 2026	38 y	2
Timothy Daniel McewenCertified Financial Planner	Omaha, Ne	May 4, 2026	23 y	4
Jon Michael Mcgrew	Omaha, Ne	May 4, 2026	28 y	1
Brooke Ann Wimes	Lincoln, Ne	May 4, 2026	19 y	3
Michael Patrick FinneganChartered Financial Analyst	Lincoln, Ne	Jul 15, 2026	21 y	1
Caleb Nicholas Friendt	Omaha, Ne	Jul 31, 2026	10 y	0

Advisor movement

0 left, 5 joined in 12 months

net +5 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

Corby Mitchell Mastalir to Belpointe Asset Management LLC
Jun 3, 2024 · RIA to RIA
Evan Garrett Gruchot to MML Investors Services, LLC
Jun 2, 2021 · RIA to affiliated broker-dealer or bank
Lawrence Charles Romjue to Ameriprise Financial Services, LLC
Nov 6, 2015 · Other

Joined, latest

Michael Patrick Finnegan from Principal Securities, Inc.
Jul 15, 2026 · Other
Jon Michael Mcgrew from RBC Capital Markets, LLC
May 4, 2026 · Affiliated broker-dealer or bank to independent RIA
Timothy Daniel Mcewen from RBC Capital Markets, LLC
May 4, 2026 · Affiliated broker-dealer or bank to independent RIA
Brooke Ann Wimes from RBC Capital Markets, LLC
May 4, 2026 · Affiliated broker-dealer or bank to independent RIA
Craig Douglas Hundt from Wells Fargo Advisors
Jan 2, 2026 · Wirehouse to independent RIA
Paula K Deitering from Morgan Stanley
Apr 9, 2014 · Other
Lawrence Charles Romjue from Macro Financial Advisors, Inc
Aug 13, 2013 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from RBC Capital Markets, LLC
May 13, 2026 · Lincoln, Ne

Teams out Teams in

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Nebraska Digital Mining I, LLC	Private Equity Fund	$0	1	Feb 15, 2024

Owners and control persons

Schedule A and B, latest filing

Douglas Craig Hundt · Presidentcontrol
since 08/2012 · owns 75% or more
Adam Joshua Vandenberg · Chief Compliance Officercontrol
since 01/2018 · owns less than 5%
Vicky Hundt · Director, Board Of Directors
since 01/2015 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Omaha, Ne · principal	8	5	0
Lincoln, Ne	6	6	0

Offices

Schedule D 1.F, the 25 largest

Lincoln, NE1 employees
, 1 employees

What changed

consecutive filings, newest first

Advisory employees · 9 to 10
Jun 3, 2026 to Jul 28, 2026
Employees · 11 to 12
Jun 3, 2026 to Jul 28, 2026
State-registered IARs · 9 to 10
Jun 3, 2026 to Jul 28, 2026
Other offices · 3 to 4
Jun 3, 2026 to Jul 28, 2026
Advisory employees · 4 to 9
Mar 25, 2026 to Jun 3, 2026
Employees · 7 to 11
Mar 25, 2026 to Jun 3, 2026
State-registered IARs · 4 to 9
Mar 25, 2026 to Jun 3, 2026
Accounts · 388 to 389
Oct 7, 2025 to Mar 25, 2026
Advisory employees · 3 to 4
Oct 7, 2025 to Mar 25, 2026
Charity clients · 5 to 4
Oct 7, 2025 to Mar 25, 2026
Corporate clients · 14 to 15
Oct 7, 2025 to Mar 25, 2026
HNW clients · 78 to 100
Oct 7, 2025 to Mar 25, 2026
Individual clients · 291 to 270
Oct 7, 2025 to Mar 25, 2026
Assets in custody · $77.1M to $88.9M
Oct 7, 2025 to Mar 25, 2026
State-registered IARs · 3 to 4
Oct 7, 2025 to Mar 25, 2026
Discretionary RAUM · $408M to $476M
Oct 7, 2025 to Mar 25, 2026
HNW RAUM · $360M to $445M
Oct 7, 2025 to Mar 25, 2026
Individual RAUM · $75.4M to $64.2M
Oct 7, 2025 to Mar 25, 2026
Non-discretionary RAUM · $64.4M to $81.6M
Oct 7, 2025 to Mar 25, 2026
RAUM · $472M to $558M
Oct 7, 2025 to Mar 25, 2026
Financial planning clients · 51-100 to 51-100
Mar 14, 2025 to Jun 23, 2025
Accounts · 1,156 to 388
Apr 29, 2024 to Mar 14, 2025
Corporate clients · 5 to 14
Apr 29, 2024 to Mar 14, 2025
HNW clients · 76 to 78
Apr 29, 2024 to Mar 14, 2025
Individual clients · 351 to 291
Apr 29, 2024 to Mar 14, 2025
Assets in custody · $19.0M to $77.1M
Apr 29, 2024 to Mar 14, 2025
Employees · 8 to 7
Apr 29, 2024 to Mar 14, 2025
Discretionary RAUM · $375M to $408M
Apr 29, 2024 to Mar 14, 2025
HNW RAUM · $348M to $360M
Apr 29, 2024 to Mar 14, 2025
Individual RAUM · $81.7M to $75.4M
Apr 29, 2024 to Mar 14, 2025
Non-discretionary RAUM · $63.5M to $64.4M
Apr 29, 2024 to Mar 14, 2025
RAUM · $438M to $472M
Apr 29, 2024 to Mar 14, 2025
Assets in custody · $0 to $19.0M
Apr 15, 2024 to Apr 29, 2024
Accounts · 1,010 to 1,156
Feb 23, 2023 to Feb 15, 2024
Advisory activities · 3 to 4
Feb 23, 2023 to Feb 15, 2024
Corporate clients · 2 to 5
Feb 23, 2023 to Feb 15, 2024
HNW clients · 68 to 76
Feb 23, 2023 to Feb 15, 2024
Individual clients · 356 to 351
Feb 23, 2023 to Feb 15, 2024
Assets in custody · unset to 0.0
Feb 23, 2023 to Feb 15, 2024
Custody of client assets · false to true
Feb 23, 2023 to Feb 15, 2024

Signals

3 dated events

3 advisors left RBC Capital Markets, LLC (Lincoln, NE) for Prairie Wealth Advisors, Inc. within 8 days
May 13, 2026 · Team lift-out · derived
Corby Mitchell Mastalir left Prairie Wealth Advisors, Inc. for Belpointe Asset Management Llc (registered 2024-06-06)
Jun 3, 2024 · Advisor changed firm · fact
Hundt Capital Management, Inc. filed its initial SEC registration (Form ADV)
Aug 15, 2012 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Prairie Wealth Advisors, Inc. · Independent Sponsors
shared crd · capital_provider
Prairie Wealth Advisors, Inc. · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business email: info@prairiewealthadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: imcewen@prairiewealthadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: jvandenberg@prairiewealthadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: kpierson@prairiewealthadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: mparker@prairiewealthadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: tgreder@prairiewealthadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 402-505-6810reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 402-488-4477reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 531-278-7058reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/prairiewealthadvisorsincreportedpublic record, Form ADV, Sep 17, 2026
Website: PRAIRIEWEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 402-505-6810reportedpublic record, Form ADV, Jul 28, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $62.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026