DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leon Henry Loewenstine | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Melinda Mclaughlin-Hinaman | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Valerie Lucille Newell | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Ryan Lynn Brown | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| John Jeffrey Krumpelman | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Brandon Carl Phillips | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Michael Patrick Richter | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Nolan D Kamerer | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Matthew James Rice | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Anthony Roberts | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Pamela Fettig Thompson | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Kristin Ann Fishbaugh | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Jonathon Adam Bresnen | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Brad Ian Morgan | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Lee Jonathan Feinerer | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Lauren Michalos Niestradt | Mariner Wealth Advisors other | Truepoint, Inc. other | Other | Feb 21, 2018 | Feb 21, 2018 |
| Adam Davis Morton | Mariner Wealth Advisors other | Fort Washington Investment Advisors Inc institutional | Other | Mar 10, 2017 | Aug 27, 2018 (535 d) |
Page 1 of 1
17 moves match.