DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Preston Wealth Advisors, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lucas Walter Hodge | Preston Wealth Advisors, LLC. independent RIA | Verdence Capital Advisors, LLC independent RIA | RIA to RIA | Oct 4, 2024 | Oct 18, 2024 |
| Aaron Andrew Berman | Preston Wealth Advisors, LLC. other | Saxony Capital Management, LLC other | Other | Sep 15, 2017 | Nov 1, 2017 (47 d) |
| Dejan Bucevski | Preston Wealth Advisors, LLC. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 13, 2015 | Aug 5, 2015 (204 d) |
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3 moves match.