DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cardinal Retirement Planning, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas R Griffith | Cardinal Retirement Planning, Inc. independent RIA | Gradient Investments, LLC other | Other | Jun 15, 2021 | Apr 7, 2015 |
| Hans Eckart Scheil | Cardinal Retirement Planning, Inc. independent RIA | Gradient Investments, LLC other | Other | May 25, 2021 | Jul 30, 2013 |
| James Chigungu Mwombela | Cardinal Retirement Planning, Inc. independent RIA | Gradient Investments, LLC other | Other | Sep 5, 2018 | Feb 15, 2016 |
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3 moves match.