DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Phillips And Company Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Christian Colwill | Phillips And Company Advisors LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Mar 6, 2025 | Feb 28, 2025 |
| Shawn Jeremiah Colucy | Phillips And Company Advisors LLC other | Ameriprise Financial Services, LLC national BD | Other | Feb 16, 2016 | Jan 27, 2016 |
| Alec Tyson Horley | Phillips And Company Advisors LLC other | LPL Financial LLC other | Other | Apr 30, 2015 | Apr 2, 2015 |
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3 moves match.