DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Formidable Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Carl Muth | Formidable Asset Management, LLC independent RIA | Qcfo, LLC state registered | RIA to a state-registered adviser | Sep 4, 2018 | Nov 27, 2018 (84 d) |
| Dennis Monohan | Formidable Asset Management, LLC other | Halo Investing, Inc. unclassified | Other | Dec 19, 2017 | Mar 31, 2017 |
| Michael Lawrence Hinson | Formidable Asset Management, LLC other | Sequoia Financial Group, L.L.C. independent RIA | Other | Apr 6, 2017 | Oct 8, 2018 (550 d) |
| Michael Puttmann | Formidable Asset Management, LLC other | Esi Financial Advisors independent RIA | Other | Jul 14, 2015 | Jun 20, 2025 (3629 d) |
| John Howard Kopeck | Formidable Asset Management, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Jul 2, 2013 | Jul 23, 2015 (751 d) |
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5 moves match.