DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Canter Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jaron BeachCanter Wealth independent RIAPointer Financial Advisors LLC independent RIARIA to RIAOct 30, 2025Nov 19, 2025
Michael Norman BernierCanter Wealth independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 21, 2024Oct 23, 2024
Edward Joseph MacpheeCanter Wealth independent RIASecure Investment Management, LLC independent RIARIA to RIASep 25, 2024Nov 8, 2024 (44 d)
Britta Nicole FergusonCanter Wealth otherWealth Enhancement Advisory Services, LLC BD affiliatedOtherOct 12, 2016May 18, 2022 (2044 d)
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4 moves match.