DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lexington Avenue Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Theresa Anne MarkhamLexington Avenue Capital Management, LLC mixed wealthCreativeone Wealth, LLC independent RIARIA to RIASep 30, 2022Oct 20, 2022
Steven C TaiLexington Avenue Capital Management, LLC mixed wealthSct Wealth Management, LLC state registeredRIA to a state-registered adviserJan 22, 2018Oct 26, 2017
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2 moves match.