DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Nalls Sherbakoff Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler Michael Seymour | The Nalls Sherbakoff Group, LLC independent RIA | Tvamp, LLC independent RIA | RIA to RIA | Jul 17, 2025 | Aug 28, 2025 (42 d) |
| Caroline Murphy Friedrich | The Nalls Sherbakoff Group, LLC independent RIA | Hillvale Wealth Management, LLC state registered | RIA to a state-registered adviser | Jul 18, 2024 | Aug 13, 2024 |
| Arlen Ray Royalty | The Nalls Sherbakoff Group, LLC independent RIA | Oneascent Financial Services LLC independent RIA | RIA to RIA | Mar 27, 2023 | Mar 8, 2024 (347 d) |
| Kimberlee Ann Spencer | The Nalls Sherbakoff Group, LLC independent RIA | Equita Financial Network, Inc. independent RIA | RIA to RIA | Sep 28, 2020 | Sep 2, 2020 |
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4 moves match.