DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from 360 Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Trebil | 360 Financial independent RIA | Mairs & Power mixed wealth | RIA to RIA | Jul 2, 2024 | Jan 8, 2025 (190 d) |
| Lauren Ann Brown | 360 Financial independent RIA | Fiat Wealth Management independent RIA | RIA to RIA | Aug 16, 2023 | Feb 16, 2024 (184 d) |
| Nicholas John Andresen | 360 Financial independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 29, 2023 | Apr 30, 2025 (763 d) |
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3 moves match.