DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• • P••••
Wealth manager with institutional or fund businessSt. Paul, MinnesotaCRD 110351SEC 801-2731websiteIAPD
Legal name M•••• A•• P•••• I••
Latest filing Apr 20, 2026
First filing on the tape Apr 3, 2012 · 36 filings
SEC status approved since Nov 15, 1961
RAUM
$12B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
37%
$4.4B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$759M
derived; firm RAUM over IAPD count
Employees
60
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$12B as of Apr 20, 2026
Apr 3, 2012$4.3B then
HNW client RAUM$4.4B as of Apr 20, 2026
Mar 29, 2018$2.7B then
State-registered IARs (5.B.3)17 as of Apr 20, 2026
Apr 3, 20120 then
Employees (5.A)60 as of Apr 20, 2026
Mar 20, 201330 then
Private funds2 as of Apr 20, 2026
Mar 28, 20241 then
RAUM +1.4% over the last fiscal year+7.7% a year over threeIARs 16 to 17
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $759MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.7MderivedHNW RAUM over HNW clients
- Average account
- $7.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 8.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.8derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +6.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $1.0B, 445 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$6.5B53%
- High-net-worth individuals$4.4B36%
- Pension and profit-sharing plans$492M4.1%
- Charitable organizations$413M3.4%
- Insurance companies$169M1.4%
- Corporations and businesses$73.2M0.6%
- Individuals$64.9M0.5%
- Pooled investment vehicles$59.3M0.5%
- State and municipal entities$11.6M0.1%
- Individual clients
- 138reported
- HNW clients
- 568reported
- Pension plan clients
- 20reported
- Charitable clients
- 38reported
- Accounts
- 1,725reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $5.4M managedreported
- Custody of client assets
- $1.0B for 445 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.37 fund_share=0.54 institutional_share=0.09 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• R••••• A••••Chartered Financial Analyst, Chartered Investment Counselor | St. P•••, Mn | Mar 20, 2014 | 31 y | 0 |
| P•••• J•••• J••••••Chartered Financial Analyst | St. P•••, Mn | Mar 20, 2014 | 16 y | 0 |
| K•••• V•••••• E•••••Chartered Financial Analyst | St. P•••, Mn | Mar 20, 2014 | 13 y | 0 |
| J••••• M••• M•••••Chartered Financial Analyst | St. P•••, Mn | Mar 20, 2018 | 11 y | 0 |
| P•••••• J••• F•••••Chartered Financial Analyst | St. P•••, Mn | Oct 18, 2018 | 32 y | 1 |
| L••• J•••••• K•••• | St. P•••, Mn | Mar 30, 2023 | 20 y | 2 |
| C••••••••• D•••••• S••••Chartered Financial Analyst | St. P•••, Mn | Sep 21, 2023 | 16 y | 0 |
| K•••••••• S••• M•••• B••••• | St. P•••, Mn | Dec 8, 2023 | 25 y | 2 |
| R••• T•••••Chartered Financial Analyst | St. P•••, Mn | Jan 8, 2025 | 14 y | 1 |
| C••• M•••••• K•••••Chartered Financial Analyst | St. P•••, Mn | Jan 16, 2025 | 20 y | 1 |
| H••••• J• S••••••Certified Financial Planner | St. P•••, Mn | Jan 31, 2025 | 23 y | 4 |
| M••••••• W•••••Chartered Financial Analyst | St. P•••, Mn | Mar 16, 2025 | 24 y | 0 |
| M•••••• C••••••••• M•••••• | St. P•••, Mn | Mar 16, 2025 | 24 y | 2 |
| B•••• S••••• M•••••Chartered Financial Analyst | St. P•••, Mn | May 30, 2025 | 15 y | 0 |
| D•••••• N••• F•••• | St. P•••, Mn | Jan 14, 2026 | 20 y | 1 |
| P••• J• P•••••Certified Financial Planner | St. P•••, Mn | Jan 28, 2026 | 17 y | 4 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P••• J• P••••• from B•••••• P•••• C••••••Jan 28, 2026 · RIA to RIA
- D•••••• N••• F•••• from W••••• E••••••••• A••••••• S•••••••• L••Jan 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- M•••••• C••••••••• M•••••• from C••••••• M••••••••• I••••••••• A•••••••• L••Mar 16, 2025 · Other
- C••• M•••••• K••••• from W•••••• B•••• • C•••••• L•••••Jan 16, 2025 · Affiliated broker-dealer or bank to independent RIA
- R••• T••••• from 3•• F••••••••Jan 8, 2025 · RIA to RIA
- K•••••••• S••• M•••• B••••• from W•••• F•••• I••••••••• L••Dec 8, 2023 · Other
- H••••• J• S•••••• from O•••• W••••• M••••••••• L••Sep 26, 2023 · RIA to RIA
- L••• J•••••• K•••• from S•••••• C• B•••••••• • C••• L••Mar 30, 2023 · Other
- P•••••• J••• F••••• from S•••••• F••••• F•••••••• A•••••••Oct 18, 2018 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• • P•••• V••••••• F••• I•• L• | $40.1M | 112 | Apr 20, 2026 | |
| M•••• • P•••• V••••••• F••• I• L• | Venture Capital Fund | $19.2M | 58 | Jun 21, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••• A•••••• R••••• · Chief Investment Officer, Executive Vice President And Directorcontrolsince 05/2006 · owns 5% to 10%
- E•••••• K••••• V•••••• · Vice President, Investment Manager, And Directorcontrolsince 04/2013 · owns 5% to 10%
- G••••••••• M••••••• M••••••••• · Chief Operating Officercontrolsince 04/2022 · owns less than 5%
- H•••••••• M•••• L•••• · Chairman Of The Boardcontrolsince 06/2004 · owns less than 5%
- J••••••• G••••• E••• · Senior Vice President, Director Of Institutional Asset Management & Directorcontrolsince 02/2010 · owns 5% to 10%
- J••••••• P••••• J•••• · Vice President And Investment Manager And Directorcontrolsince 06/2010 · owns 5% to 10%
- M••••• R•••••• W•••••• · Chief Executive Officer, Chair And Directorcontrolsince 09/2015 · owns 10% to 25%
- M•••••• B••••• S••••• · Vice President, Investment Manager, And Directorcontrolsince 01/2024 · owns 5% to 10%
- M•••••• J•••••• M••• · Vice President And Head Of Individually Managed Accounts Secretary And Directorcontrolsince 02/2015 · owns 10% to 25%
- O•••••••• L•••• A••••• · Treasurercontrolsince 05/2022 · owns less than 5%
- W•••••• M••••••• · Vice President, Investment Manager And Director Manager, And Directorcontrolsince 10/2016 · owns 5% to 10%
- W•••••••• B••••• M•••••• · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- H•••••••• M•••• L•••• · Trusteecontrolsince 12/2013 · owns F of M••• L• H••••••• R•••••••• T••••
- H•••••• S••••• D••• · Vice President And Investor Relations Managersince 07/2023 · owns 5% to 10%
- S••••• C••••••••• D•••••• · Vice President, Investment Manager And Directorsince 12/2022 · owns 5% to 10%
- T•••••••• R•••••• W•••• · Vice President, Director Of Fixed Incomesince 12/2022 · owns 5% to 10%
Entity owners
- M••• L• H••••••• R•••••••• T•••• · Shareholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- M•• V••••••• F••• I• G•• L••pooled vehicle sponsory
Advisers that list M•••• • P•••• as a related person
- 314864 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St P•••, Mn | 16 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 20, 2026M•••••• B••••• S••••• (VICE PRESIDENT, INVESTMENT MANAGER, AND DIRECTOR) appeared on Schedule A between the filings of 2024-10-01 and 2026-04-20peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 20, 2026W•••••• M••••••• (VICE PRESIDENT, INVESTMENT MANAGER AND DIRECTOR MANAGER, AND DIRECTOR) appeared on Schedule A between the filings of 2024-10-01 and 2026-04-20peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 20, 2026J••••••• G••••• E••• (SENIOR VICE PRESIDENT, DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT & DIRECTOR) left Schedule A between the filings of 2024-10-01 and 2026-04-20peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 20, 2026H•••••••• M•••• L•••• (TRUSTEE) left Schedule A between the filings of 2024-10-01 and 2026-04-20peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 20, 2026G••••••••• M••••••• M••••••••• (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-10-01 and 2026-04-20peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 1,666 to 1,725Mar 31, 2025 to Mar 21, 2026
- Advisory employees · 27 to 25Mar 31, 2025 to Mar 21, 2026
- Advisory activities · 5 to 6Mar 31, 2025 to Mar 21, 2026
- BD registered reps · 5 to 6Mar 31, 2025 to Mar 21, 2026
- Charity clients · 40 to 38Mar 31, 2025 to Mar 21, 2026
- Corporate clients · 5 to 6Mar 31, 2025 to Mar 21, 2026
- HNW clients · 569 to 568Mar 31, 2025 to Mar 21, 2026
- Individual clients · 119 to 138Mar 31, 2025 to Mar 21, 2026
- Assets in custody · $1.6B to $1.0BMar 31, 2025 to Mar 21, 2026
- Employees · 56 to 60Mar 31, 2025 to Mar 21, 2026
- State-registered IARs · 16 to 17Mar 31, 2025 to Mar 21, 2026
- Discretionary RAUM · $12B to $12BMar 31, 2025 to Mar 21, 2026
- HNW RAUM · $4.1B to $4.4BMar 31, 2025 to Mar 21, 2026
- Individual RAUM · $59.9M to $64.9MMar 31, 2025 to Mar 21, 2026
- Non-discretionary RAUM · $155M to $157MMar 31, 2025 to Mar 21, 2026
- Pension RAUM · $550M to $492MMar 31, 2025 to Mar 21, 2026
- Pooled vehicle RAUM · $44.3M to $59.3MMar 31, 2025 to Mar 21, 2026
- RAUM · $12B to $12BMar 31, 2025 to Mar 21, 2026
- Wrap assets (manager) · unset to 5446234.0Mar 31, 2025 to Mar 21, 2026
- Wrap assets (sponsor) · unset to 0.0Mar 31, 2025 to Mar 21, 2026
- Accounts · 1,625 to 1,666Oct 1, 2024 to Mar 31, 2025
- Advisory employees · 26 to 27Oct 1, 2024 to Mar 31, 2025
- BD registered reps · 4 to 5Oct 1, 2024 to Mar 31, 2025
- Charity clients · 43 to 40Oct 1, 2024 to Mar 31, 2025
- HNW clients · 541 to 569Oct 1, 2024 to Mar 31, 2025
- Individual clients · 109 to 119Oct 1, 2024 to Mar 31, 2025
- Pension plan clients · 21 to 20Oct 1, 2024 to Mar 31, 2025
- Pooled vehicle clients · 1 to 2Oct 1, 2024 to Mar 31, 2025
- Assets in custody · $656M to $1.6BOct 1, 2024 to Mar 31, 2025
- Employees · 50 to 56Oct 1, 2024 to Mar 31, 2025
- Financial planning clients · 51-100 to 51-100Oct 1, 2024 to Mar 31, 2025
- Private funds · 1 to 2Oct 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $11B to $12BOct 1, 2024 to Mar 31, 2025
- HNW RAUM · $3.6B to $4.1BOct 1, 2024 to Mar 31, 2025
- Individual RAUM · $57.4M to $59.9MOct 1, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $172M to $155MOct 1, 2024 to Mar 31, 2025
- Pension RAUM · $534M to $550MOct 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $19.2M to $44.3MOct 1, 2024 to Mar 31, 2025
- RAUM · $11B to $12BOct 1, 2024 to Mar 31, 2025
- Accounts · 1,577 to 1,625Jan 25, 2024 to Mar 28, 2024
Signals
7 dated events
- M•••••• B•••• W••••••• (Chief Compliance Officer) appeared on Schedule A of M•••• • P••••Oct 1, 2024 · Control person joined · fact
- A••••• L••• O••••••• (Treasurer) appeared on Schedule A of M•••• • P••••Mar 31, 2023 · Control person joined · fact
- Carola Andrea Stimmel (Chief Operating Officer, Treasurer & Director) no longer on Schedule A of M•••• • P•••• (listed 2022-03-31, absent 2022-05-06)May 6, 2022 · Control person left · inference
- M••••••••• M•••••• G••••••••• (Chief Operating Officer) appeared on Schedule A of M•••• • P••••May 6, 2022 · Control person joined · fact
- M••• J••••• M••••• (Vice President And Manager Equity Analysts & Director) appeared on Schedule A of M•••• • P••••Mar 30, 2021 · Control person joined · fact
- G. Peter Robb (Sr. Vice President & Director) no longer on Schedule A of M•••• • P•••• (listed 2020-06-30, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Lynn Ronald Kaliebe (Senior Vice President, Director Of Fixed Income And Director) no longer on Schedule A of M•••• • P•••• (listed 2019-03-30, absent 2019-08-01)Aug 1, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- M•••• • P•••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- hello@mairsandpower.vcreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- elise@mairsandpower.vcreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- john@mairsandpower.vcreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- scott@mairsandpower.vcreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 651-294-8355reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 651-294-8336reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 651-294-8373reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/mpvcreportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/mairs-power-increportedpublic record, Form ADV, Sep 19, 2026
- Website
- mairsandpower.vcreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 651-222-8478reportedpublic record, Form ADV, Apr 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $759Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026